Code of Ethics

Otéra Capital creates a climate of trust and confidence in its interactions with all persons by establishing ethical principles and defining rules of conduct that must be followed in order to avoid any conflict of interest.

The Otéra Capital Code of Ethics sets out the standards, rules and principles that its officers, employees and consultants must abide by in situations involving ethical issues. Every person who is subject to its provisions must sign an annual statement confirming compliance with the Code.

The Code of Ethics also includes an Ethics and Compliance Reporting Procedure enabling employees, consultants, clients or suppliers to report any inappropriate conduct or violation of the Code, including by means of a dedicated telephone hotline or email address. All such reports are dealt with confidentially by an independent professional services firm.